Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

Trade monitoring software doesn’t just function as a compliance tool; it’s also an essential part of a well-managed and ethically sound RIA. The right platform can help firms identify and address ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Compliance regulations are constantly evolving, and nowhere is this more critical than in the financial services industry. Financial institutions face high stakes when it comes to compliance; failure ...

Organizations must adhere to various regulatory standards and requirements to show they have the proper security measures to manage information security risks. Numerous security compliance solutions ...

With cybersecurity threats on the rise and becoming more sophisticated by the day, SOC 2 compliance is becoming seriously non-negotiable for businesses that want to give customers and stakeholders the ...

Meiran Galis is the CEO & cofounder of Scytale. He is an expert in security compliance and passionate about helping SaaS companies grow. You’ve spent countless hours and resources getting compliant ...

Chief compliance officers are visionaries. They define a vision with multiple objectives and then they execute on that vision. At all times, CCOs have to maintain that vision and adjust as ...

You know your customer is who they say they are today. But how will you know they are still who they say they are tomorrow? As CEO of a company providing watchlist management, my experience has proven ...